Investors & Shareholders

Daily SIS Notices

January 2023

January 2023

January 03, 2023
59 kB
January 04, 2023
59 kB
January 05, 2023
59 kB
January 06, 2023
59 kB
January 09, 2023
59 kB
January 10, 2023
59 kB
January 11, 2023
59 kB
January 12, 2023
59 kB
January 13, 2023
59 kB
January 16, 2023
59 kB
January 17, 2023
59 kB
January 18, 2023
59 kB
January 19, 2023
59 kB
January 20, 2023
59 kB
January 23, 2023
59 kB
December 2022
December 01, 2022
59 kB
December 02, 2022
59 kB
December 05, 2022
59 kB
December 06, 2022
59 kB
December 07, 2022
59 kB
December 08, 2022
59 kB
December 09, 2022
59 kB
December 12, 2022
59 kB
December 13, 2022
59 kB
December 14, 2022
59 kB
December 15, 2022
59 kB
December 16, 2022
59 kB
December 19, 2022
59 kB
December 20, 2022
59 kB
December 21, 2022
59 kB
December 22, 2022
59 kB
December 23, 2022
59 kB
December 26, 2022
59 kB
December 27, 2022
59 kB
December 28, 2022
59 kB
December 29, 2022
59 kB
December 30, 2022
59 kB
November 2022
November 1, 2022
59 kB
November 2, 2022
59 kB
November 3, 2022
60 kB
November 4, 2022
59 kB
November 7, 2022
59 kB
November 8, 2022
59 kB
November 9, 2022
59 kB
November 10, 2022
59 kB
November 11, 2022
59 kB
November 14, 2022
59 kB
November 15, 2022
59 kB
November 16, 2022
59 kB
November 17, 2022
59 kB
November 18, 2022
59 kB
November 21, 2022
59 kB
November 22, 2022
59 kB
November 23, 2022
60 kB
November 24, 2022
60 kB
November 25, 2022
59 kB
November 28, 2022
59 kB
November 29, 2022
59 kB
November 30, 2022
59 kB
October 2022
October 3, 2022
59 kB
October 4, 2022
59 kB
October 5, 2022
59 kB
October 6, 2022
59 kB
October 7, 2022
59 kB
October 10, 2022
59 kB
October 11, 2022
59 kB
October 12, 2022
59 kB
October 13, 2022
59 kB
October 14, 2022
174 kB
October 17, 2022
62 kB
October 18, 2022
62 kB
October 19, 2022
59 kB
October 20, 2022
59 kB
October 21, 2022
59 kB
October 24, 2022
59 kB
October 25, 2022
59 kB
October 26, 2022
59 kB
October 27, 2022
59 kB
October 28, 2022
175 kB
October 31, 2022
59 kB
September 2022
September 1, 2022
59 kB
September 2, 2022
59 kB
September 5, 2022
59 kB
September 6, 2022
59 kB
September 7, 2022
59 kB
September 8, 2022
59 kB
September 9, 2022
59 kB
September 12, 2022
59 kB
September 13, 2022
59 kB
September 14, 2022
59 kB
September 15, 2022
59 kB
September 16, 2022
59 kB
September 19, 2022
59 kB
September 20, 2022
59 kB
September 21, 2022
59 kB
September 22, 2022
59 kB
September 23, 2022
59 kB
September 26, 2022
59 kB
September 27, 2022
59 kB
September 28, 2022
59 kB
September 29, 2022
59 kB
September 30, 2022
59 kB
Key Documents

For the most current 12-month period: The daily Statement of Segregation Requirements and Funds in Segregation for Customers Trading on U.S. Exchanges, the Statement of Secured Amounts and Funds Held in Separate Accounts for 30.7 Customers Pursuant to Commission Regulation 30.7, the Statement of Cleared Swaps Customer Segregation Requirements and Funds in Cleared Swaps Customer Accounts Under Section 4d(f) of the Act.  For archived documents, click here.

August 2022
August 1, 2022
59 kB
August 2, 2022
59 kB
August 3, 2022
59 kB
August 4, 2022
59 kB
August 5, 2022
59 kB
August 8, 2022
59 kB
August 9, 2022
59 kB
August 10, 2022
59 kB
August 11, 2022
59 kB
August 12, 2022
59 kB
August 15, 2022
59 kB
August 16, 2022
59 kB
August 17, 2022
174 kB
August 18, 2022
59 kB
August 19, 2022
59 kB
August 22, 2022
59 kB
August 23, 2022
59 kB
August 24, 2022
59 kB
August 25, 2022
59 kB
August 26, 2022
59 kB
August 29, 2022
59 kB
August 30, 2022
59 kB
August 31, 2022
59 kB
July 2022
July 1, 2022
59 kB
July 4, 2022
59 kB
July 5, 2022
59 kB
July 6, 2022
59 kB
July 7, 2022
59 kB
July 8, 2022
59 kB
July 11, 2022
59 kB
July 12, 2022
59 kB
July 13, 2022
59 kB
July 14, 2022
59 kB
July 15, 2022
59 kB
July 18, 2022
59 kB
July 19, 2022
59 kB
July 20, 2022
59 kB
July 21, 2022
59 kB
July 22, 2022
59 kB
July 25, 2022 Amendment
59 kB
July 26, 2022
59 kB
July 27, 2022
59 kB
July 28, 2022
59 kB
July 29, 2022
59 kB
June 2022
June 1, 2022
59 kB
June 2, 2022
59 kB
June 3, 2022
59 kB
June 6, 2022
59 kB
June 7, 2022
59 kB
June 8, 2022
59 kB
June 9, 2022
59 kB
June 10, 2022
59 kB
June 13, 2022
59 kB
June 14, 2022
59 kB
June 15, 2022
59 kB
June 16, 2022
59 kB
June 17, 2022
59 kB
June 20, 2022
59 kB
June 21, 2022
59 kB
June 22, 2022
59 kB
June 23, 2022
59 kB
June 24, 2022
59 kB
June 27, 2022
59 kB
June 28, 2022
59 kB
June 29, 2022
59 kB
June 30, 2022
59 kB
May 2022
May 2, 2022
59 kB
May 3, 2022
59 kB
May 4, 2022
59 kB
May 5, 2022
59 kB
May 6, 2022
59 kB
May 9, 2022
59 kB
May 10, 2022
59 kB
May 11, 2022
59 kB
May 12, 2022
59 kB
May 13, 2022
59 kB
May 16, 2022
59 kB
May 17, 2022
59 kB
May 18, 2022
59 kB
May 19, 2022
59 kB
May 20, 2022
59 kB
May 23, 2022
59 kB
May 24, 2022
59 kB
May 25, 2022
59 kB
May 26, 2022
59 kB
May 27, 2022
59 kB
May 30, 2022
59 kB
May 31, 2022
59 kB
April 2022
April 1, 2022
59 kB
April 4, 2022
59 kB
April 5, 2022
59 kB
April 6, 2022
59 kB
April 7, 2022
59 kB
April 8, 2022
59 kB
April 11, 2022
59 kB
April 12, 2022
59 kB
April 13, 2022
59 kB
April 14, 2022
59 kB
April 15, 2022
59 kB
April 18, 2022
59 kB
April 19, 2022
59 kB
April 20, 2022
59 kB
April 21, 2022
59 kB
April 22, 2022
59 kB
April 25, 2022
59 kB
April 26, 2022
59 kB
April 27, 2022
59 kB
April 28, 2022
59 kB
April 29, 2022
59 kB
March 2022
March 1, 2022
59 kB
March 2, 2022
59 kB
March 3, 2022
59 kB
March 4, 2022
59 kB
March 7, 2022
59 kB
March 8, 2022
59 kB
March 9, 2022
59 kB
March 10, 2022
59 kB
March 11, 2022
59 kB
March 14, 2022
59 kB
March 15, 2022
59 kB
March 16, 2022
59 kB
March 17, 2022
59 kB
March 18, 2022
59 kB
March 21, 2022
59 kB
March 22, 2022
59 kB
March 23, 2022
59 kB
March 24, 2022
59 kB
March 25, 2022
59 kB
March 28, 2022
59 kB
March 29, 2022
59 kB
March 30, 2022
59 kB
March 31, 2022
59 kB
February 2022
February 1, 2022
59 kB
February 2, 2022
59 kB
February 3, 2022
59 kB
February 4, 2022
59 kB
February 7, 2022
59 kB
February 8, 2022
59 kB
February 9, 2022
59 kB
February 10, 2022
59 kB
February 11, 2022
59 kB
February 14, 2022
59 kB
February 15, 2022
59 kB
February 16, 2022
59 kB
February 17, 2022
59 kB
February 18, 2022
59 kB
February 21, 2022
59 kB
February 23, 2022
59 kB
February 24, 2022
59 kB
February 25, 2022
59 kB
February 28, 2022
59 kB
January 2022
January 24, 2022
59 kB
January 25, 2022
59 kB
January 26, 2022
59 kB
January 27, 2022
59 kB
January 28, 2022
59 kB
January 31, 2022
59 kB

By clicking ‘Accept All Cookies”, you agree to the storing of cookies on your device to enhance site navigation and analyze site usage. Cookie notice